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[公告]慕容控股:白色申请表格

来源:网络整理 作者:华侨时报 发布时间:2017-11-07
摘要:[公告]慕容控股:白色申请表格

[公告]慕容控股:白色申请表格   时间:2016年12月30日 18:08:04 中财网    
Sample 樣版
.


Staple your
payment
here
請將股款
緊釘在此
This Application Form uses the same terms as defined in the prospectus of Morris Holdings Limited (the
“Company”) dated 30 December 2016 (the “Prospectus”).
本申請表格使用慕容控股有限公司(「本公司」)於
2016年12月30日刊發的招股章程(「招股章程」)所界定的
詞語。



Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to
buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may
not be offered or sold in the United States without registration or an exemption from registration under the U.S.
Securities Act.

本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買任何香港發售股份。若無根
據美國《證券法》登記或豁免登記,香港發售股份不得在美國提呈發售或出售。



This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in
part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not
permitted under the law of that jurisdiction.

在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製
(不論方式,也不論全部或部分)本申請表格及招股章程。



Copies of the Prospectus, all related Application Forms and the other documents specified in the section
headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix V to
the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C
of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing
Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing
Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the
Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.

招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件已遵
照《公司(清盤及雜項條文)條例》第
342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公
司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監
察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。




MORRIS HOLDINGS LIMITED

慕容控股有限公司


(Incorporated in the Cayman Islands with limited liability)

(於開曼群島註冊成立之有限公司)


Stock code : 1575
股份代號:1575

Maximum Offer Price :
HK$1.31 per Offer Share, plus brokerage of
1%, SFC transaction levy of 0.0027% and Stock
Exchange trading fee of 0.005% (payable in full
on application in Hong Kong dollars and subject
to refund)

最高發售價:每股發售股份1.31港元,另加1%經紀佣金、


0.0027%證監會交易徵費及0.005%聯交所交易費
(須於申請時以港元繳足,並可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further
information on the application procedures.

招股章程尚有其他關於申請程序的資料,本申請表格應與招股章程一併閱讀。



Application Form 申請表格


To:
Morris Holdings Limited 致:慕容控股有限公司
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司
The Hong Kong Underwriters香港包銷商


Applicants’ declaration申請人聲明
I/We agree to the terms and conditions and application 本人
╱吾等同意本申請表格及招股章程的條款及條件以及申
procedures in this Application Form and the Prospectus. 請程序。請參閱本申請表格「填交本申請表格的效用」一節。

Please refer to the “Effect of completing and submitting
this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit 警告:任何人士只限作出一次為其利益而進行的認購申請。

of any person. Please refer to the last four bullets of “Effect 請參閱「填交本申請表格的效用」一節最後四點。

of completing and submitting this Application Form”
section.



Signed by (all) applicant(s) (all joint applicants must sign):For Broker use 此欄供經紀填寫Lodged by 遞交申請的經紀
Broker No. 經紀號碼Broker’s Chop 經紀印章
Signed by (all) applicant(s) (all joint applicants must sign):

由(所有)申請人簽署(所有聯名申請人必須簽署):


Date 日期: / /
D日
M月
Y年


Number of Hong Kong Offer Shares applied for (not more than
12,500,000 shares)
申請認購的香港發售股份數目(不超過
12,500,000股股份)


Total amount 總額


Sample 樣版
Cheque/banker’s cashier order number 支票
╱銀行本票號碼


Name of bank on which cheque/Banker’s cashier order is drawn
(see “How to make your application” section)

兌現支票
╱銀行本票的銀行名稱(見「申請手續」一節)


HK$港元


Name in English 英文姓名
╱名稱


Family name or company name 姓氏或公司名稱
Forename(s) 名字


Name in Chinese 中文姓名
╱名稱


Family name or company name 姓氏或公司名稱
Forename(s) 名字


Hong Kong Identity Card No./Passport No./Hong Kong Business Occupation in English 職業(以英文填寫)
Registration No.* (Please delete as appropriate) 香港身份證號碼
╱護

照號碼
╱香港商業登記號碼
*(請刪除不適用者)


Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. Names of all other joint applicants in English (if any)
of all other joint applicants* (Please delete as appropriate) 所有其他聯名申請人所有其他聯名申請人的英文姓名
╱名稱(如有)
的香港身份證號碼
╱護照號碼
╱香港商業登記號碼
*(請刪除不適用者)


1)
2)
3)

1)
2)
3)

Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number first-named
applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)


Telephone No. 電話號碼


For Nominees: You will be treated as applying for your own benefit
if you do not complete this section. Please provide an account
number or identification code for each (joint) beneficial owner.

由代名人遞交:代名人若不填寫本節,是項認購申請將視作
為閣下利益提出。請填寫每名(聯名)實益擁有人的賬戶
號碼或識別編碼。



ADDRESS LABEL地址標貼 (Your name(s) and address in Hong
Kong in BLOCK letters 請用英文正楷填寫姓名╱名稱及香港地址)


For internal use

此欄供內部使用


* (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong
Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business
Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong
Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be
transferred to a third party for checking the Application Form’s validity.
個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港
商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼
╱護照號碼
╱香港商
業登記號碼將轉交第三方以核實申請表格的有效性。



(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed
applicant may be printed on your refund cheque (if any). Your banker may require verification
of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.
日後如需退回申請股款,退款支票(如有)上或會印有閣下或(如屬聯名申請人)排名首位申請
人的香港身份證號碼
╱護照號碼的一部分。銀行兌現退款支票前或會要求查證閣下的香港身份
證號碼
╱護照號碼。


(3) If an application is made by an unlisted company and:
. the principal business of that company is dealing in securities; and
. you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘若申請人是一家非上市公司,而:


.該公司主要從事證券買賣業務;及
.閣下對該公司可行使法定控制權,
是項申請將視作為閣下的利益提出。

Sample 樣版

Sample 樣版
This page is intentionally left blank

此乃白頁特意留空


How to make your application

1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of
2,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will
be rejected.
Number of
Hong Kong Offer
Shares Applied for
Amount payable
on application
(HK$)
Number of
Hong Kong Offer
Shares Applied for
Amount payable
on application
(HK$)
Number of
Hong Kong Offer
Shares Applied for
Amount payable
on application
(HK$)
2,000 2,646.40 300,000 396,960.26 5,000,000 6,616,004.35
4,000 5,292.80 400,000 529,280.35 6,000,000 7,939,205.22
6,000 7,939.20 500,000 661,600.44 7,000,000 9,262,406.09
8,000 10,585.60 600,000 793,920.52 8,000,000 10,585,606.96
10,000 13,232.01 700,000 926,240.61 9,000,000 11,908,807.83
20,000 26,464.02 800,000 1,058,560.70 10,000,000 13,232,008.70
30,000 39,696.03 900,000 1,190,880.78 11,000,000 14,555,209.57
40,000 52,928.03 1,000,000 1,323,200.87 12,000,000 15,878,410.44
50,000 66,160.05 1,500,000 1,984,801.31 12,500,000* 16,540,010.88
60,000 79,392.05 2,000,000 2,646,401.74
70,000 92,624.07 2,500,000 3,308,002.18
80,000 105,856.07 3,000,000 3,969,602.61
90,000
100,000
200,000
119,088.08
132,320.09
264,640.17
3,500,000
4,000,000
4,500,000
4,631,203.05
5,292,803.48
5,954,403.92
* Maximum number of Hong Kong
Offer Shares you may apply for

Sample 樣版
2.
Complete the form in English and sign it. Only written signatures will be accepted (and not by way of
personal chop).
3.
Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer
Shares must be accompanied by either one separate cheque or one separate banker’s cashier order.
Your application will be rejected if your cheque or banker’s cashier order does not meet all the
following requirements:
The cheque must: Banker’s cashier order must:
. be in Hong Kong dollars;
. not be post-dated;
. be made payable to “Wing Lung Bank (Nominees) Limited – Morris Holdings Public Offer”;
. be crossed “Account Payee Only”;
. be drawn on your Hong Kong dollar bank
account in Hong Kong; and
. show your account name, which must
either be pre-printed on the cheque, or
be endorsed on the back by a person
authorised by the bank. This account name
must correspond with your name. If it is a
joint application, the account name must
be the same as the first-named applicant’s
name.
. be issued by a licensed bank in Hong
Kong, and have your name certified on the
back by a person authorised by the bank.
The name on the banker’s cashier order
must correspond with your name. If it is
a joint application, the name on the back
of the banker’s cashier order must be the
same as the first-named applicant’s name.


4.
Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque
or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
Wing Lung Bank Limited
District Branch Name Address
Hong Kong Island Head Office 45 Des Voeux Road Central


Johnston Road Branch 118 Johnston Road
North Point Branch 361 King’s Road
Kowloon Mongkok Branch B/F Wing Lung Bank Centre,

636 Nathan Road
Tsim Sha Tsui Branch 4 Carnarvon Road
Sham Shui Po Branch 111 Tai Po Road

Bank of Communications Co., Ltd. Hong Kong Branch

District Branch Name
Address

Hong Kong Island Quarry Bay Sub-Branch
Shops 3 and 4 on G/F.,
981A-981F King’s Road,
Chung Hing Mansion, Quarry Bay

Kowloon Shamshuipo Sub-Branch
Shop G1-G3, G11-G13, G19-G21,
G/F., Golden Centre,
94 Yen Chow Street, Sham Shui Po

Wong Tai Sin Sub-Branch
Shop N118, 1/F., Temple Mall North,
136 Lung Cheung Road, Wong Tai Sin

New Territories Tseung Kwan O Sub-Branch
Shop Nos. 252A, 252B & 253
on Level 2, Metro City Phase I,
Tseung Kwan O

5.
Your Application Form can be lodged at these times:
Friday, 30 December 2016 – 9:00 a.m. to 5:00 p.m.
Saturday, 31 December 2016 – 9:00 a.m. to 1:00 p.m.
Tuesday, 3 January 2017 – 9:00 a.m. to 5:00 p.m.
Wednesday, 4 January 2017 – 9:00 a.m. to 5:00 p.m.

Thursday, 5 January 2017 – 9:00 a.m. to 12:00 noon

6.
The latest time for lodging your application is 12:00 noon on Thursday, 5 January 2017. The
application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the
weather conditions, as described in the subsection headed “Effect of Bad Weather on the Opening
of the Application Lists” in the section headed “How to Apply for Hong Kong Offer Shares” of the
Prospectus.
Sample 樣版

申請手續


1.
使用下表計算閣下應付的款項。閣下申請認購的股數須至少為2,000股香港發售股份,並為下
表所列的其中一個數目,否則恕不受理。

申請認購的
香港發售
股份數目
申請時
應繳款項
(港元)
申請認購的
香港發售
股份數目
申請時
應繳款項
(港元)
申請認購的
香港發售
股份數目
申請時
應繳款項
(港元)
2,000
4,000
6,000
8,000
10,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
2,646.40
5,292.80
7,939.20
10,585.60
13,232.01
26,464.02
39,696.03
52,928.03
66,160.05
79,392.05
92,624.07
105,856.07
119,088.08
132,320.09
264,640.17
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000
396,960.26
529,280.35
661,600.44
793,920.52
926,240.61
1,058,560.70
1,190,880.78
1,323,200.87
1,984,801.31
2,646,401.74
3,308,002.18
3,969,602.61
4,631,203.05
5,292,803.48
5,954,403.92
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
11,000,000
12,000,000
12,500,000*
6,616,004.35
7,939,205.22
9,262,406.09
10,585,606.96
11,908,807.83
13,232,008.70
14,555,209.57
15,878,410.44
16,540,010.88
*閣下可申請認購的香港發售股
份最高數目

Sample 樣版
2.
以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。

3.
閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立
開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
支票必須:銀行本票必須:
.為港元;
.不得為期票;
.註明抬頭人為「永隆銀行受託代管有限公司
.劃線註明「只准入抬頭人賬戶」;
-慕容控股公開發售」;
.從閣下在香港的港元銀行賬戶中開
出;及
.顯示閣下的賬戶名稱,而該賬戶名稱
必須已預印在支票上,或由有關銀行授
權的人士在支票背書。賬戶名稱必須
與閣下姓名
╱名稱相同。如屬聯名申
請,賬戶名稱必須與排名首位申請人的
姓名
╱名稱相同。

.由香港持牌銀行開出,並由有關銀行授
權的人士在銀行本票背面簽署核證閣
下姓名
╱名稱。銀行本票所示姓名
╱名
稱須與閣下姓名
╱名稱相同。如屬聯
名申請,銀行本票背面所示姓名
╱名稱
必須與排名首位申請人的姓名
╱名稱相
同。




4.
請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分
行特設的收集箱:

永隆銀行有限公司
分區分行
港島區總行


莊士敦道分行
北角分行

九龍區旺角分行
尖沙咀分行
深水埗分行


交通銀行股份有限公司香港分行
分區分行
港島區鰂魚涌支行


九龍區
深水埗支行

黃大仙支行

新界區
將軍澳支行

5.
閣下可於下列時間遞交申請表格:
2016年12月30日(星期五)


2016年12月31日(星期六)

2017年1月3日(星期二)

2017年1月4日(星期三)

2017年1月5日(星期四)


Sample 樣版
地址

德輔道中45號
莊士敦道118號
英皇道361號
彌敦道636號永隆銀行中心地庫
加拿分道4號
大埔道111號

地址

鰂魚涌英皇道981A-981F號中興大廈
地下3號及4號舖

深水埗欽洲街94號黃金中心地下
G1-G3、G11-G13、G19-G21號舖

黃大仙龍翔道136號黃大仙中心
北館1樓N118號舖

將軍澳新都城商場一期
252A、252B及253號舖


上午九時正至下午五時正
上午九時正至下午一時正
上午九時正至下午五時正
上午九時正至下午五時正
上午九時正至中午十二時正


6.
截止遞交申請的時間為2017年1月5日(星期四)中午十二時正。本公司將於當日上午十一時四十五
分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股
章程「如何申請香港發售股份」一節「惡劣天氣對開始辦理申請登記的影響」分節)。


MORRIS HOLDINGS LIMITED

慕容控股有限公司


(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

Conditions of your application

A.
Who can apply
1.
You and any person(s) for whose benefit you are applying
must be 18 years of age or older and must have a Hong
Kong address.
2.
If you are a firm, the application must be in the individual
members’ names.
3.
The number of joint applicants may not exceed four.
4.
If you are a body corporate, the application must be
signed by a duly authorised officer, who must state
his representative capacity, and stamped with your
corporation’s chop.
5.
You must be outside the United States, not be a United
States Person (as defined in Regulation S under the U.S.
Securities Act) and not be a legal or natural person of the
PRC.
6.
Unless permitted by the Listing Rules, you cannot apply
for any Hong Kong Offer Shares if you are:
.
an existing beneficial owner of shares in the
Company and/or any of its subsidiaries;
.
a Director or chief executive officer of the Company
and/or any of its subsidiaries;
.
a connected person of the Company or will become
a connected person of the Company immediately
upon completion of the Global Offering;
.
an associate of any of the above; or
.
have been allocated or have applied for any
International Offer Shares or otherwise participate
in the International Offering.
B. If you are a nominee
You, as a nominee, may make more than one application
for the Hong Kong Offer Shares by: (i) giving electronic
instructions to HKSCC via Central Clearing and Settlement
System (“CCASS”) (if you are a CCASS Participant); or (ii)
using a WHITE or YELLOW Application Form, and lodge
more than one application in your own name on behalf of
different beneficial owners.
C.
Effect of completing and submitting this Application Form
By completing and submitting this Application Form, you (and
if you are joint applicants, each of you jointly and severally)
for yourself or as an agent or a nominee on behalf of each
person for whom you act:

.
undertake to execute all relevant documents and
instruct and authorise the Company and/or Sole Global
Coordinator (or its agents or nominees), as agents of the
Company, to execute any documents for you and to do
on your behalf all things necessary to register any Hong
Kong Offer Shares allocated to you in your name as
required by the Articles of Association of the Company;
.
agree to comply with the Companies Ordinance, the
Companies (Winding Up and Miscellaneous Provisions)
Ordinance and the Memorandum and Articles of Association
of the Company;
.
confirm that you have read the terms and conditions and
application procedures set out in the Prospectus and in
this Application Form and agree to be bound by them;
Sample 樣版
.
confirm that you have received and read the Prospectus
and have only relied on the information and representations
contained in the Prospectus in making your application and
will not rely on any other information or representations
except those in any supplement to the Prospectus;
.
confirm that you are aware of the restrictions on the
Global Offering in the Prospectus;
.
agree that none of the Company, the Sole Global
Coordinator, the Sole Bookrunner, the Joint Lead
Managers, the Sole Sponsor, the Underwriters, their
respective directors, officers, employees, partners, agents,
advisers and any other parties involved in the Global
Offering is or will be liable for any information and
representations not in the Prospectus (and any supplement
to it);
.
undertake and confirm that you or the person(s) for
whose benefit you have made the application have not
applied for or taken up, or indicated an interest for, and
will not apply for or take up, or indicate an interest for,
any Offer Shares under the International Offering nor
participated in the International Offering;
.
agree to disclose to the Company, the Hong Kong
Branch Share Registrar, receiving banks, the Sole
Global Coordinator, the Sole Bookrunner, the Joint Lead
Managers, the Sole Sponsor, the Underwriters and/or their
respective advisers and agents any personal data which
they may require about you and the person(s) for whose
benefit you have made the application;
.
(if the laws of any place outside Hong Kong apply to your
application) agree and warrant that you have complied
with all such laws and none of the Company, the Sole
Global Coordinator, the Sole Bookrunner, the Joint Lead
Managers, the Sole Sponsor, the Underwriters nor any of
their respective officers or advisers will breach any law
outside Hong Kong as a result of the acceptance of your
offer to purchase, or any action arising from your rights
and obligations under the terms and conditions contained
in the Prospectus and this Application Form;
.
agree that once your application has been accepted,
you may not rescind it because of an innocent
misrepresentation;
.
agree that your application will be governed by the laws
of Hong Kong;
.
represent, warrant and undertake that (i) you understand
that the Hong Kong Offer Shares have not been and will not
be registered under the U.S. Securities Act; and (ii) you and
any person for whose benefit you are applying for the Hong
Kong Offer Shares are outside the United States (as defined
in Regulation S) or are a person described in paragraph (h)
(3) of Rule 902 of Regulation S;
.
warrant that the information you have provided is true
and accurate;
.
agree to accept the Hong Kong Offer Shares applied
for, or any lesser number allocated to you under the
application;

.
authorise the Company to place your name(s) on the
Company’s register of members as the holder(s) of
any Hong Kong Offer Shares allocated to you, and the
Company and/or its agents to send any Share certificate(s)
and/or any refund cheque(s) to you or the first-named
applicant for joint application by ordinary post at your
own risk to the address stated on the application, unless
you are eligible to collect the Share certificate(s) and/or
refund cheque(s) in person;
.
declare and represent that this is the only application
made and the only application intended by you to be
made to benefit you or the person for whose benefit you
are applying;
.
understand that the Company and the Sole Global
Coordinator will rely on your declarations and
representations in deciding whether or not to make any
allotment of any of the Hong Kong Offer Shares to
you and that you may be prosecuted for making a false
declaration;
.
(if the application is made for your own benefit) warrant
that no other application has been or will be made for
your benefit on a WHITE or YELLOW Application
Form or by giving electronic application instructions
to HKSCC or to the HK eIPO White Form Service
Provider by you or by any one as your agent or by any
other person; and
.
(if you are making the application as an agent for the benefit
of another person) warrant that (i) no other application
has been or will be made by you as agent for or for the
benefit of that person or by that person or by any other
person as agent for that person on a WHITE or YELLOW
Application Form or by giving electronic application
instructions to HKSCC and (ii) you have due authority to
sign the Application Form or give electronic application
instructions on behalf of that other person as their agent.
D.
Power of attorney
If your application is made through an authorised attorney, the
Company and the Sole Global Coordinator may accept or reject
your application at their discretion, and on any conditions they
think fit, including evidence of the attorney’s authority.

Determination of Offer Price and Allocation of Hong Kong
Offer Shares

The Offer Price is expected to be fixed on or around Thursday,
5 January 2017. Applicants are required to pay the maximum
Offer Price of HK$1.31 for each Hong Kong Offer Share
together with 1% brokerage, 0.0027% SFC transaction levy
and 0.005% Hong Kong Stock Exchange trading fee. If the
Offer Price is not agreed between the Company and the Sole
Global Coordinator (acting for itself and on behalf of the
Underwriters) on or before Tuesday, 10 January 2017, the
Global Offering will not proceed.
Applications for Hong Kong Offer Shares will not be processed
and no allotment of any Hong Kong Offer Shares will be made
until the application lists close.
The Company expects to announce the final Offer Price, the
indication of the level of interest in the International Offering,
the level of applications under the Hong Kong Public Offering
and the basis of allocation of the Hong Kong Offer Shares on
Wednesday, 11 January 2017 in The Standard (in English),
the Hong Kong Economic Times (in Chinese), the website of
the Hong Kong Stock Exchange at and the
Company’s website at Results
of allocations in Hong Kong Public Offering, and the Hong
Kong Identity Card/passport/Hong Kong business registration
numbers of successful applicants (where applicable) will be
available on the above websites.

Sample 樣版
If your application for Hong Kong Offer Shares is
successful (in whole or in part)

If you apply for 1,000,000 or more Hong Kong Offer Shares,
you may collect your Share certificate(s) and/or refund
cheque(s) in person from: Tricor Investor Services Limited
at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong
Kong from 9:00 a.m. to 1:00 p.m. on Wednesday, 11 January
2017 or such other date as notified by us in the newspapers. If
you are an individual who is eligible for personal collection,
you must not authorise any other person to collect for
you. If you are a corporate applicant which is eligible for
personal collection, your authorised representative must bear
a letter of authorisation from your corporation stamped with
your corporation’s chop. Both individuals and authorised
representatives must produce, at the time of collection,
evidence of identity acceptable to Tricor Investor Services
Limited.
If you do not collect your Share certificate(s) and/or refund
cheque(s) personally within the time period specified for
collection, they will be despatched promptly to the address as
specified on this Application Form by ordinary post at your
own risk.
If you apply for less than 1,000,000 Hong Kong Offer Shares,
your refund cheque(s) and/or Share certificate(s) will be sent
to the address on the relevant Application Form on or before
Wednesday, 11 January 2017, by ordinary post and at your own
risk.

Refund of your money

If you do not receive any Hong Kong Offer Shares or if your
application is accepted only in part, the Company will refund
to you your application monies (including the related 1%
brokerage, 0.0027% SFC transaction levy and 0.005% Stock
Exchange trading fee) without interest. If the Offer Price is
less than the maximum Offer Price, the Company will refund
to you the surplus application monies (including the related 1%
brokerage, 0.0027% SFC transaction levy and 0.005% Hong
Kong Stock Exchange trading fee) without interest.
The refund procedures are stated in the sub-section headed “14.
Despatch/Collection of Share Certificates and Refund Monies”
in the section headed “How to Apply for Hong Kong Offer
Shares” of the Prospectus.

Application by HKSCC Nominees Limited (“HKSCC
Nominees”)

Where this Application Form is signed by HKSCC Nominees
on behalf of persons who have given electronic application
instructions to apply for the Hong Kong Offer Shares, the
provisions of this Application Form which are inconsistent with
those set out in the Prospectus shall not apply and provisions
in the Prospectus shall prevail.
Without limiting the generality of this paragraph, the following
sections of this Application Form are inapplicable where this
form is signed by HKSCC Nominees:

.
“Applicants’ declaration” on the first page;
.
“Warning” on the first page;
.
“If you are a nominee”;
.
All representations and warranties under the “Effect
of completing and submitting this Application Form”
section, except the first one regarding registration of
Hong Kong Offer Shares in the applicant’s name and
the signing of documents to enable the applicant to be
registered as the holder of the Hong Kong Offer Shares;
.
“If your application for Hong Kong Offer Shares is
successful (in whole or in part)”; and
.
“Refund of your money”.
The following sub-sections in the section headed “How to apply
for Hong Kong Offer Shares” of the Prospectus are inapplicable
where this form is signed by HKSCC Nominees:

.
“8. How many applications can you make”; and
.
“12. Circumstances in which you will not be allotted
Offer Shares”.

MORRIS HOLDINGS LIMITED

慕容控股有限公司

(於開曼群島註冊成立的有限公司)

全球發售


申請條件
甲. 可提出申請的人士


1.
閣下及閣下為其利益提出申請的人士必須年滿18歲並
有香港地址。

2.
如閣下為商號,申請須以個別成員名義提出。

3.
聯名申請人不得超過四名。

4.
如閣下為法人團體,申請須經獲正式授權人員簽署,
並註明其所屬代表身份及蓋上公司印鑑。

5.
閣下必須身處美國境外,並非美國籍人士(定義見美國
《證券法》S規例),亦非中國法人或自然人。

6.
除《上市規則》批准外,下列人士概不得申請認購任何
香港發售股份:
.本公司及╱或其任何附屬公司股份的現有實益擁
有人;
.本公司及
╱或其任何附屬公司的董事或行政總裁;
.本公司關連人士或緊隨全球發售完成後成為本公司

關連人士的人士;
.上述任何人士的聯繫人;或
.已獲分配或已申請認購任何國際發售股份或以其他

方式參與國際發售的人士。


乙. 如閣下為代名人
閣下作為代名人可提交超過一份香港發售股份申請,方法
是:(i)透過中央結算及交收系統(「中央結算系統」)向香港
結算發出電子認購指示(如閣下為中央結算系統參與者);
或(ii)使用白色或黃色申請表格,以自身名義代表不同的實益
擁有人提交超過一份申請。


丙.
填交本申請表格的效用

閣下填妥並遞交本申請表格,即表示閣下(如屬聯名申請
人,即各人共同及個別)代表閣下本身,或作為閣下代
其行事的每位人士的代理或代名人:
.承諾簽立所有相關文件並指示及授權本公司及╱或獨

家全球協調人(或其代理或代名人),為按照組織章程
細則的規定將閣下獲分配的任何香港發售股份以閣
下名義登記而代表閣下簽立任何文件及代閣下進行
一切必需事宜;


.同意遵守《公司條例》、《公司(清盤及雜項條文)條例》
及本公司組織章程大綱及組織章程細則;
.確認閣下已細閱招股章程及本申請表格所載的條款及
條件以及申請程序,並同意受其約束;


Sample 樣版
.確認閣下已接獲及細閱招股章程,提出申請時也僅依
據招股章程載列的資料及陳述,而除招股章程任何補充
文件外,不會依賴任何其他資料或陳述;


.
確認閣下知悉招股章程內有關全球發售的限制;


.同意本公司、獨家全球協調人、獨家賬簿管理人、聯席
牽頭經辦人、獨家保薦人、包銷商、彼等各自的董事、
高級職員、僱員、合夥人、代理、顧問及參與全球發售
的任何其他人士現時及日後均毋須對並非載於招股章程
(及其任何補充文件)的任何資料及陳述負責;


.承諾及確認閣下或閣下為其利益提出申請的人士並
無申請或接納或表示有意認購(亦不會申請或接納或表
示有意認購)國際發售的任何發售股份,也沒有參與國
際發售;


.同意在本公司、香港股份過戶登記分處、收款銀行、獨
家全球協調人、獨家賬簿管理人、聯席牽頭經辦人、獨
家保薦人、包銷商及
╱或彼等各自的顧問及代理提出
要求時,向彼等披露其所要求提供有關閣下及閣下
為其利益提出申請的人士的個人資料;


.(如香港境外任何地方的法例適用於閣下的申請),則
同意及保證閣下已遵守所有有關法例,且本公司、獨
家全球協調人、獨家賬簿管理人、聯席牽頭經辦人、獨
家保薦人、包銷商及彼等各自的職員或顧問概不會因接
納閣下的購買要約,或閣下在招股章程及本申請表
格所載的條款及條件項下的權利及責任所引致的任何行
動,而違反香港境外的任何法例;


.同意閣下的申請一經接納,即不得因無意的失實陳述
而撤銷;


.
同意閣下的申請受香港法例規管;


.聲明、保證及承諾:(i)閣下明白香港發售股份不曾亦
不會根據美國《證券法》登記;及
(ii)閣下及閣下為
其利益申請香港發售股份的人士均身處美國境外(定義
見S規例),或屬
S規例第902條第(h)(3)段所述的人士;


.
保證閣下提供的資料真實及準確;


.同意接納所申請數目或根據申請分配予閣下但數目較
少的香港發售股份;


.授權本公司將閣下的姓名列入本公司股東名冊,作
為閣下獲分配的任何香港發售股份的持有人,並授權
本公司及╱或其代理以普通郵遞方式按申請所示地址
向閣下或聯名申請的首名申請人發送任何股票及╱
或任何退款支票,郵誤風險由閣下承擔,除非閣下
已合資格親身領取股票及
╱或退款支票;


.聲明及表示此乃閣下為閣下本身或閣下為其利益
提出申請的人士提出及擬提出的唯一申請;


.明白本公司及獨家全球協調人將依據閣下的聲明及陳
述而決定是否向閣下分配任何香港發售股份,閣下
如作出虛假聲明,可能會被檢控;


.(如本申請是為閣下本身的利益提出)保證閣下或
作為閣下代理的任何人士或任何其他人士不曾亦不會
為閣下的利益而以白色或黃色申請表格或向香港結算
或網上白表服務供應商發出電子認購指示而提出其他申
請;及


.(如閣下作為代理為另一人士的利益提出申請)保證


(i)閣下(作為代理或為該人士利益)或該人士或任何
其他作為該人士代理的人士不曾亦不會以白色或黃色申
請表格或向香港結算發出電子認購指示而提出其他申
請;及
(ii)閣下獲正式授權作為該人士的代理代為簽
署申請表格或發出電子認購指示。

丁. 授權書

如閣下透過授權人士提出申請,本公司及獨家全球協調人
可按其認為合適的條件(包括出示獲授權證明)酌情接納或
拒絕閣下的申請。


釐定發售價及香港發售股份的分配

預期發售價於2017年1月5日(星期四)或前後釐定。申請人
須繳付每股香港發售股份1.31港元的最高發售價,另加
1%經
紀佣金、
0.0027%證監會交易徵費及0.005%香港聯交所交易
費。倘若本公司與獨家全球協調人(為其本身及代表包銷商
行事)並無於
2017年1月10日(星期二)或之前協定發售價,
全球發售將不會進行。

截止登記認購申請前,概不處理香港發售股份的申請或配發
任何香港發售股份。

本公司預期於2017年1月11日(星期三)在英文虎報(英文)、
香港經濟日報(中文)、香港聯交所網站
()
及本公司網站()公佈最終發售
價、國際發售踴躍程度、香港公開發售的申請情況及香港發
售股份分配基準。香港公開發售的分配結果以及成功申請人
的香港身份證
╱護照
╱香港商業登記號碼(如適用)亦同於
上述網站公佈。


Sample 樣版
如閣下成功申請認購香港發售股份(全部或部分)

如閣下申請認購1,000,000股或以上香港發售股份,閣下
可於2017年1月11日(星期三)或本公司在報章上公佈的其他
日期上午九時正至下午一時正,親身前往卓佳證券登記有限
公司,地址為香港皇后大道東
183號合和中心22樓領取閣
下的股票及
╱或退款支票。如閣下為個人申請人並合資格
親身領取,閣下不得授權任何其他人士代領。如閣下為
公司申請人並合資格派人領取,閣下的授權代表須攜同蓋
上公司印鑑的授權書領取。個人申請人及授權代表領取股票

╱或退款支票時均須出示卓佳證券登記有限公司接納的身
份證明文件。

如閣下並無在指定領取時間內親身領取股票及
╱或退款支
票,有關股票及
╱或退款支票將會立刻以普通郵遞方式寄往
本申請表格所示地址,郵誤風險由閣下承擔。

如閣下申請認購1,000,000股以下香港發售股份,閣下的
退款支票及
╱或股票將於
2017年1月11日(星期三)或之前以
普通郵遞方式寄往相關申請表格所示地址,郵誤風險由閣
下承擔。


退回款項

若閣下未獲分配任何香港發售股份或申請僅部分獲接納,

本公司將不計利息退回閣下的申請股款(包括相關的
1%經

紀佣金、
0.0027%證監會交易徵費及
0.005%聯交所交易費)。


如最終釐定的發售價低於最高發售價,本公司將不計利息退

回多收申請股款(包括相關的
1%經紀佣金、
0.0027%證監會

交易徵費及0.005%香港聯交所交易費)。


有關退款程序載於招股章程「如何申請香港發售股份」一節
「14. 寄發
╱領取股票及退還股款」分節。


香港中央結算(代理人)有限公司(「香港結算代理人」)提出

的申請

如本申請表格由香港結算代理人代表發出電子認購指示申請

香港發售股份的人士簽署,本申請表格與招股章程不符的條

文將不適用,且以招股章程所述者為準。


在不限制此段一般應用的前提下,本申請表格的以下部分在

香港結算代理人作簽署人的情況下並不適用:


.第一頁的「申請人聲明」;


.第一頁的「警告」;


.「如閣下為代名人」;


.「填交本申請表格的效用」一節的所有陳述及保證,惟

首項有關以申請人名義登記香港發售股份及簽署使申請

人登記成為香港發售股份持有人的文件除外;


.「如閣下成功申請認購香港發售股份(全部或部

分)」;及


.「退回款項」。


招股章程「如何申請香港發售股份」一節的以下分節在香港
結算代理人作本申請表格簽署人的情況下並不適用:
.「8. 閣下可提交的申請數目」;及
.「12. 閣下不獲配發香港發售股份的情況」。



Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the
applicant for, and holder of, Hong Kong Offer Shares, of the
policies and practices of the Company and its Hong Kong
Branch Share Registrar in relation to personal data and the
Personal Data (Privacy) Ordinance (Chapter 486 of the Laws
of Hong Kong) (the “Ordinance”).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of
securities to supply correct personal data to the Company or
its agents and the Hong Kong Branch Share Registrar when
applying for securities or transferring securities into or out
of their names or in procuring the services of the Hong Kong
Branch Share Registrar.
Failure to supply the requested data may result in your
application for securities being rejected, or in delay or
the inability of the Company or its Hong Kong Branch
Share Registrar to effect transfers or otherwise render their
services. It may also prevent or delay registration or transfers
of the Hong Kong Offer Shares which you have successfully
applied for and/or the despatch of Share certificate(s)
and/or refund cheque(s) and/or e-Auto Refund payment
instruction(s) to which you are entitled.
It is important that securities holders inform the Company
and the Hong Kong Branch Share Registrar immediately of
any inaccuracies in the personal data supplied.
2. Purposes
The personal data of the securities holders may be used,
held, processed, and/or stored (by whatever means) for the
following purposes:
. processing your application and refund cheque/e-Auto
Refund payment instruction(s), where applicable,
verification of compliance with the terms and
application procedures set out in this Application Form
and the Prospectus and announcing results of allocation
of the Hong Kong Offer Shares;
. compliance with applicable laws and regulations in
Hong Kong and elsewhere;
. registering new issues or transfers into or out of
the names of securities’ holders including, where
applicable, HKSCC Nominees;
. maintaining or updating the register of securities’
holders of the Company;
. verifying securities holders’ identities;
. establishing benefit entitlements of securities’ holders
of the Company, such as dividends, rights issues, bonus
issues, etc.;
. distributing communications from the Company and its
subsidiaries;
. compiling statistical information and securities’ holder
profiles;
. disclosing relevant information to facilitate claims on
entitlements; and
. any other incidental or associated purposes relating
to the above and/or to enable the Company and the
Hong Kong Share Branch Registrar to discharge their
obligations to securities’ holders and/or regulators and/
or any other purposes to which the securities’ holders
may from time to time agree.
3. Transfer of personal data
Personal data held by the Company and its Hong Kong
Branch Share Registrar relating to the securities holders
will be kept confidential but the Company and its Hong
Kong Branch Share Registrar may, to the extent necessary
for achieving any of the above purposes, disclose, obtain or
transfer (whether within or outside Hong Kong) the personal
data to, from or with any of the following:
. the Company’s appointed agents such as financial
advisers, receiving banks and overseas principal share
registrar;
. where applicants for securities request a deposit into
CCASS, HKSCC or HKSCC Nominees, who will use
the personal data for the purposes of operating CCASS;
. any agents, contractors or third-party service providers
who offer administrative, telecommunications,
computer, payment or other services to the Company or
the Hong Kong Branch Share Registrar in connection
with their respective business operation;
. the Hong Kong Stock Exchange, the SFC and any
other statutory regulatory or governmental bodies or
otherwise as required by laws, rules or regulations; and
. any persons or institutions with which the securities’
holders have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers etc.
4. Retention of personal data
The Company and its Hong Kong Branch Share Registrar
will keep the personal data of the applicants and holders of
securities for as long as necessary to fulfil the purposes for
which the personal data were collected. Personal data which
is no longer required will be destroyed or dealt with in
accordance with the Ordinance.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the
Company or the Hong Kong Branch Share Registrar hold
their personal data, to obtain a copy of that data, and to
correct any data that is inaccurate. The Company and the
Hong Kong Branch Share Registrar have the right to charge
a reasonable fee for the processing of such requests.
All requests for access to data or correction of data should
be addressed to us, at our registered address disclosed in the
section headed “Corporate Information” of the Prospectus
or as notified from time to time, for the attention of the
company secretary, or our Hong Kong Branch Share
Registrar for the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of the
above.
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the
applicant for, and holder of, Hong Kong Offer Shares, of the
policies and practices of the Company and its Hong Kong
Branch Share Registrar in relation to personal data and the
Personal Data (Privacy) Ordinance (Chapter 486 of the Laws
of Hong Kong) (the “Ordinance”).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of
securities to supply correct personal data to the Company or
its agents and the Hong Kong Branch Share Registrar when
applying for securities or transferring securities into or out
of their names or in procuring the services of the Hong Kong
Branch Share Registrar.
Failure to supply the requested data may result in your
application for securities being rejected, or in delay or
the inability of the Company or its Hong Kong Branch
Share Registrar to effect transfers or otherwise render their
services. It may also prevent or delay registration or transfers
of the Hong Kong Offer Shares which you have successfully
applied for and/or the despatch of Share certificate(s)
and/or refund cheque(s) and/or e-Auto Refund payment
instruction(s) to which you are entitled.
It is important that securities holders inform the Company
and the Hong Kong Branch Share Registrar immediately of
any inaccuracies in the personal data supplied.
2. Purposes
The personal data of the securities holders may be used,
held, processed, and/or stored (by whatever means) for the
following purposes:
. processing your application and refund cheque/e-Auto
Refund payment instruction(s), where applicable,
verification of compliance with the terms and
application procedures set out in this Application Form
and the Prospectus and announcing results of allocation
of the Hong Kong Offer Shares;
. compliance with applicable laws and regulations in
Hong Kong and elsewhere;
. registering new issues or transfers into or out of
the names of securities’ holders including, where
applicable, HKSCC Nominees;
. maintaining or updating the register of securities’
holders of the Company;
. verifying securities holders’ identities;
. establishing benefit entitlements of securities’ holders
of the Company, such as dividends, rights issues, bonus
issues, etc.;
. distributing communications from the Company and its
subsidiaries;
. compiling statistical information and securities’ holder
profiles;
. disclosing relevant information to facilitate claims on
entitlements; and
. any other incidental or associated purposes relating
to the above and/or to enable the Company and the
Hong Kong Share Branch Registrar to discharge their
obligations to securities’ holders and/or regulators and/
or any other purposes to which the securities’ holders
may from time to time agree.
3. Transfer of personal data
Personal data held by the Company and its Hong Kong
Branch Share Registrar relating to the securities holders
will be kept confidential but the Company and its Hong
Kong Branch Share Registrar may, to the extent necessary
for achieving any of the above purposes, disclose, obtain or
transfer (whether within or outside Hong Kong) the personal
data to, from or with any of the following:
. the Company’s appointed agents such as financial
advisers, receiving banks and overseas principal share
registrar;
. where applicants for securities request a deposit into
CCASS, HKSCC or HKSCC Nominees, who will use
the personal data for the purposes of operating CCASS;
. any agents, contractors or third-party service providers
who offer administrative, telecommunications,
computer, payment or other services to the Company or
the Hong Kong Branch Share Registrar in connection
with their respective business operation;
. the Hong Kong Stock Exchange, the SFC and any
other statutory regulatory or governmental bodies or
otherwise as required by laws, rules or regulations; and
. any persons or institutions with which the securities’
holders have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers etc.
4. Retention of personal data
The Company and its Hong Kong Branch Share Registrar
will keep the personal data of the applicants and holders of
securities for as long as necessary to fulfil the purposes for
which the personal data were collected. Personal data which
is no longer required will be destroyed or dealt with in
accordance with the Ordinance.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the
Company or the Hong Kong Branch Share Registrar hold
their personal data, to obtain a copy of that data, and to
correct any data that is inaccurate. The Company and the
Hong Kong Branch Share Registrar have the right to charge
a reasonable fee for the processing of such requests.
All requests for access to data or correction of data should
be addressed to us, at our registered address disclosed in the
section headed “Corporate Information” of the Prospectus
or as notified from time to time, for the attention of the
company secretary, or our Hong Kong Branch Share
Registrar for the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of the
above.
Sample 樣版

個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人和持有
人說明有關本公司及其香港股份過戶登記分處有關個人資
料和香港法例第486章《個人資料(私隱)條例》(「《條例》」)
方面的政策和慣例。

1. 收集閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或轉讓或受
讓證券時或尋求香港股份過戶登記分處的服務時,必須向
本公司或其代理人及香港股份過戶登記分處提供準確個人
資料。

未能提供所要求的資料可能導致閣下申請證券被拒或延
遲,或本公司或其香港股份過戶登記分處無法落實轉讓或
提供服務。此舉也可能妨礙或延遲登記或轉讓閣下成功
申請的香港發售股份及╱或寄發閣下應得的股票及╱或
退款支票及╱或電子自動退款指示。

重要提示:證券持有人所提供的個人資料如有任何錯誤,
須立即通知本公司及香港股份過戶登記分處。

2. 目的
證券持有人的個人資料可以任何方式使用、持有、處理
及╱或保存,以作下列用途:
.處理閣下的申請及退款支票╱電子自動退款指示
(如適用)、核實是否符合本申請表格及招股章程載
列的條款和申請程序以及公佈香港發售股份的分配結
果;
.遵守香港及其他地區的適用法律及法規;
.以證券持有人(包括香港結算代理人(如適用))的名
義登記新發行證券或轉讓或受讓證券;
.存置或更新本公司證券持有人的名冊;
.核實證券持有人的身份;
.確定本公司證券持有人的受益權利,例如股息、供股
和紅股等;
.分發本公司及其附屬公司的通訊;
.編製統計數據和證券持有人資料;
.披露有關資料以便就權益索償;及
.與上述有關的任何其他附帶或相關目的及╱或使本公
司及香港股份過戶登記分處能履行對證券持有人及╱
或監管機構承擔的責任及╱或證券持有人不時同意的
任何其他目的。

3. 轉交個人資料
本公司及其香港股份過戶登記分處所持有關證券持有人的
個人資料將會保密,但本公司及其香港股份過戶登記分處
可以在為達到上述任何目的之必要情況下,向、從或聯同
下列任何人士或機構披露、獲取或轉交(無論在香港境內
或境外)有關個人資料:
.本公司委任的代理人,例如財務顧問、收款銀行和主
要海外股份過戶登記處;
.如證券申請人要求將證券存於中央結算系統、香港結
算或香港結算代理人,彼等將會就中央結算系統的運
作使用有關個人資料;
.向本公司或香港股份過戶登記分處提供與其各自業務
營運有關的行政、電訊、電腦、付款或其他服務的任
何代理人、承包商或第三方服務供應商;
.香港聯交所、證監會及任何其他法定監管機關或政府
部門或遵照其他法例、規則或法規;及
.證券持有人與其進行或擬進行交易的任何人士或機
構,例如彼等的銀行、律師、會計師或股票經紀等。

4. 個人資料的保留
本公司及其香港股份過戶登記分處將按收集個人資料所需
的用途保留證券申請人及持有人的個人資料。無需保留的
個人資料將會根據《條例》銷毀或處理。

5. 查閱和更正個人資料
證券持有人有權確定本公司或香港股份過戶登記分處是否
持有其個人資料,並有權索取有關該資料的副本並更正任
何不準確資料。本公司和香港股份過戶登記分處有權就處
理任何查閱資料的要求收取合理費用。

所有查閱資料或更正資料的要求應按招股章程「公司資料」
一節所披露或不時通知的本公司註冊地址送交公司秘書,
或向本公司的香港股份過戶登記分處的個人資料私隱事務
主任提出。

閣下簽署申請表格或向香港結算發出電子認購指示,即表
示同意上述各項。

個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人和持有
人說明有關本公司及其香港股份過戶登記分處有關個人資
料和香港法例第486章《個人資料(私隱)條例》(「《條例》」)
方面的政策和慣例。

1. 收集閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或轉讓或受
讓證券時或尋求香港股份過戶登記分處的服務時,必須向
本公司或其代理人及香港股份過戶登記分處提供準確個人
資料。

未能提供所要求的資料可能導致閣下申請證券被拒或延
遲,或本公司或其香港股份過戶登記分處無法落實轉讓或
提供服務。此舉也可能妨礙或延遲登記或轉讓閣下成功
申請的香港發售股份及╱或寄發閣下應得的股票及╱或
退款支票及╱或電子自動退款指示。

重要提示:證券持有人所提供的個人資料如有任何錯誤,
須立即通知本公司及香港股份過戶登記分處。

2. 目的
證券持有人的個人資料可以任何方式使用、持有、處理
及╱或保存,以作下列用途:
.處理閣下的申請及退款支票╱電子自動退款指示
(如適用)、核實是否符合本申請表格及招股章程載
列的條款和申請程序以及公佈香港發售股份的分配結
果;
.遵守香港及其他地區的適用法律及法規;
.以證券持有人(包括香港結算代理人(如適用))的名
義登記新發行證券或轉讓或受讓證券;
.存置或更新本公司證券持有人的名冊;
.核實證券持有人的身份;
.確定本公司證券持有人的受益權利,例如股息、供股
和紅股等;
.分發本公司及其附屬公司的通訊;
.編製統計數據和證券持有人資料;
.披露有關資料以便就權益索償;及
.與上述有關的任何其他附帶或相關目的及╱或使本公
司及香港股份過戶登記分處能履行對證券持有人及╱
或監管機構承擔的責任及╱或證券持有人不時同意的
任何其他目的。

3. 轉交個人資料
本公司及其香港股份過戶登記分處所持有關證券持有人的
個人資料將會保密,但本公司及其香港股份過戶登記分處
可以在為達到上述任何目的之必要情況下,向、從或聯同
下列任何人士或機構披露、獲取或轉交(無論在香港境內
或境外)有關個人資料:
.本公司委任的代理人,例如財務顧問、收款銀行和主
要海外股份過戶登記處;
.如證券申請人要求將證券存於中央結算系統、香港結
算或香港結算代理人,彼等將會就中央結算系統的運
作使用有關個人資料;
.向本公司或香港股份過戶登記分處提供與其各自業務
營運有關的行政、電訊、電腦、付款或其他服務的任
何代理人、承包商或第三方服務供應商;
.香港聯交所、證監會及任何其他法定監管機關或政府
部門或遵照其他法例、規則或法規;及
.證券持有人與其進行或擬進行交易的任何人士或機
構,例如彼等的銀行、律師、會計師或股票經紀等。

4. 個人資料的保留
本公司及其香港股份過戶登記分處將按收集個人資料所需
的用途保留證券申請人及持有人的個人資料。無需保留的
個人資料將會根據《條例》銷毀或處理。

5. 查閱和更正個人資料
證券持有人有權確定本公司或香港股份過戶登記分處是否
持有其個人資料,並有權索取有關該資料的副本並更正任
何不準確資料。本公司和香港股份過戶登記分處有權就處
理任何查閱資料的要求收取合理費用。

所有查閱資料或更正資料的要求應按招股章程「公司資料」
一節所披露或不時通知的本公司註冊地址送交公司秘書,
或向本公司的香港股份過戶登記分處的個人資料私隱事務
主任提出。

閣下簽署申請表格或向香港結算發出電子認購指示,即表
示同意上述各項。

Sample 樣版

  中财网

责任编辑:华侨时报